![Joanna Catalucci](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Joanna Catalucci
Compliance Officer chez
GUGGENHEIM CREDIT ALLOCATION FUND
Profil
Joanna M.
Catalucci is currently Chief Compliance Officer at Guggenheim Credit Income Fund, Guggenheim Enhanced Equity Income Fund, Guggenheim Floating Rate & Income Fund, Guggenheim Active Allocation Fund, Guggenheim Credit Allocation Fund, and Guggenheim Energy & Income Fund.
Ms. Catalucci is also a Trustee at Merrimack College.
Former roles include Senior Managing Director at Guggenheim Investments, Inc. from 2014 to 2016; Secretary & Chief Compliance Officer at SBL Fund, Guggenheim Funds Trust, Security Income Fund, Security Mid Cap Growth Fund, and Security Large Cap Value Fund; Chief Compliance Officer & Senior Vice President at Rydex Advisors II LLC and Rydex Advisors LLC from 2010 to 2011; Vice President at Rydex Fund Services LLC in 2006; Chief Compliance Officer at Rydex Capital Partners I and II in 2007; Chief Compliance Officer & Senior Vice President at Security Investors LLC from 2010 to 2012; Senior Vice President at Security Global Investors LLC in 2011; Vice President at Rydex Holdings LLC and Security Benefit Asset Management Holdings LLC; and Chief Compliance Officer at Fiduciary, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Guggenheim Equal Weight Enhanced Equity Income Fund, Guggenheim Enhanced Equity Strategy Fund, Guggenheim Strategic Opportunities Fund, and Managed Duration Investment Grade Municipal Fund.
Education includes undergraduate studies at Merrimack College.
Postes actifs de Joanna Catalucci
| Sociétés | Poste | Début |
|---|---|---|
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Compliance Officer | 01/01/2012 |
| GUGGENHEIM CREDIT ALLOCATION FUND | Compliance Officer | 01/01/2012 |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Compliance Officer | 01/01/2021 |
Merrimack College
 Merrimack College Other Consumer ServicesConsumer Services Functions as a College/University | Directeur/Membre du Conseil | 01/01/2018 |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Compliance Officer | 01/01/2018 |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Compliance Officer | 01/01/2015 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Compliance Officer | 24/10/2013 |
Anciens postes connus de Joanna Catalucci
| Sociétés | Poste | Fin |
|---|---|---|
Guggenheim Investments, Inc.
 Guggenheim Investments, Inc. Investment ManagersFinance Provides asset management and investment advisory services | Compliance Officer | - |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors seeks to achieve superior risk-adjusted returns through investments in domestic equities, global equities, fixed-income securities and alternative investments. The firm's domestic equity strategy follows a value-oriented approach and target companies where the stock price does not reflect their internal assessment of intrinsic value, based on their assessment of long-term fundamental expectations and/or risk profile. Their global equity strategy employs a bottom-up stock selection process in a global context. Security Investors fixed-income strategy focuses on the selection of issues based on both structure and credit. They employ top-down decision-making, fundamental analysis and rigorous management of credit risk. | Compliance Officer | 01/01/2012 |
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Formation de Joanna Catalucci
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
30
Relations au 1er degré
28
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 28 |
|---|---|
SBL Fund
 SBL Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Guggenheim Funds Trust
 Guggenheim Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Security Income Fund
 Security Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Security Mid Cap Growth Fund
 Security Mid Cap Growth Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Rydex Advisors II LLC
 Rydex Advisors II LLC Investment ManagersFinance Provides investment advice | Finance |
Rydex Advisors LLC
 Rydex Advisors LLC Investment ManagersFinance Rydex Advisors offers institutional investors and financial intermediaries a wide variety of traditional and non-traditional investment products across 5 five distinct disciplines: (1) actively managed specialty fixed-income (2) value (3) growth (4) global equity and (5) quantitative. The firm employs a rigorous investment strategy in managing all of their funds. PADCO Advisors' benchmark funds seek to provide investment returns that correspond to the performance of a specific benchmark. Their sector funds are managed by teams who employ a quantitative model to select stocks and strive to be fully invested in their respective sectors. The firm's quantitative model involves screening stocks based on market-cap, liquidity and correlation relative to the entire industry sector. PADCO Advisors' quantitative strategy ranks stocks by market-cap and liquidity. For sector funds, the firm also considers the stock's correlation to the sector. The firm also utilizes long/short hedging methods and leveraging in some of their mutual funds. Though not limited by sector, PADCO Advisors tends to invest in the stocks of mid-cap and large-cap US companies in the electronic technology, technology services, healthcare technology, finance and non-energy minerals sectors. | Finance |
Rydex Fund Services LLC
 Rydex Fund Services LLC Investment ManagersFinance provides fund management services for 40 Act fund | Finance |
Rydex Capital Partners I | |
Fiduciary/Claymore Energy Infrastructure Fund
 Fiduciary/Claymore Energy Infrastructure Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Security Investors LLC
Security Investors LLC Investment ManagersFinance Security Investors seeks to achieve superior risk-adjusted returns through investments in domestic equities, global equities, fixed-income securities and alternative investments. The firm's domestic equity strategy follows a value-oriented approach and target companies where the stock price does not reflect their internal assessment of intrinsic value, based on their assessment of long-term fundamental expectations and/or risk profile. Their global equity strategy employs a bottom-up stock selection process in a global context. Security Investors fixed-income strategy focuses on the selection of issues based on both structure and credit. They employ top-down decision-making, fundamental analysis and rigorous management of credit risk. | Finance |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr.
 Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Equal Weight Enhanced Equity Income Fund
 Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Credit Income Fund
Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Guggenheim Strategic Opportunities Fund
 Guggenheim Strategic Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Managed Duration Investment Grade Municipal Fund
 Managed Duration Investment Grade Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Credit Allocation Fund
 Guggenheim Credit Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Merrimack College
Merrimack College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Security Global Investors LLC
 Security Global Investors LLC Investment ManagersFinance Security Global Investors seeks to deliver competitive risk-adjusted returns across a broad spectrum of investment strategies. They firm offers an array of services including fixed-income, domestic equity and global equity. They invest primarily in the stocks of mid-cap and large-cap companies in the finance, producer manufacturing, energy minerals, electronic technology and communications sectors. Security Global Investors invests primarily in the US, Europe and Asia | Finance |
Guggenheim Investments, Inc.
Guggenheim Investments, Inc. Investment ManagersFinance Provides asset management and investment advisory services | Finance |
Guggenheim Enhanced Equity Income Fund
 Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Enhanced Equity Strategy Fund
 Guggenheim Enhanced Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Rydex Holdings LLC
 Rydex Holdings LLC Financial ConglomeratesFinance Operates as investment holding company | Finance |
Security Benefit Asset Management Holdings LLC | |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Security Large Cap Value Fund | |
Rydex Capital Partners II LLC | |
Guggenheim Active Allocation Fund
 Guggenheim Active Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
