Profil
Ms. Angela T.
Stirpe is CFO, CCO & Vice President at Caldwell Securities Ltd.
She is also President of Caldwell Financial Ltd.
She joined the organization in 1987 with responsibility for overall administration.
She has extensive experience in regulatory financial reporting, compliance matters and client service.
As Chief Compliance Officer, Ms. Stirpe's role is to ensure that Caldwell Securities Ltd.
is in compliance with current regulatory rules and by-laws.
Compliance responsibilities include the development and monitoring of internal controls and procedures, financial capital reporting, supervision of client and employee trade activity and client reporting.
Ms. Stirpe's oversees the work of the Investment Management Committee on behalf of clients.
The Investment Team is responsible to her in terms of implementing trading strategies to best achieve client objectives.
Postes actifs de Angela T. Stirpe
| Sociétés | Poste | Début |
|---|---|---|
Caldwell Financial Ltd.
 Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | President | - |
Anciens postes connus de Angela T. Stirpe
| Sociétés | Poste | Fin |
|---|---|---|
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Directeur Financier/CFO | 31/08/2009 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Finance |
Caldwell Financial Ltd.
Caldwell Financial Ltd. Investment ManagersFinance Caldwell Financial Ltd. provides investment services. It also provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. The company was founded in 1980 and is headquartered in Toronto, Canada. | Finance |
